Licenses  Exams & Dates<br>

David R. Zoellner, Sr. 

Securities Licenses. CRD# 2094698

Series 7               General Securities Registered Representative                                10/04/1990

Series 63             State Securities Registered Representative                                     10/04/1990

Series 65             Investment Advisor Registered Representative                               08/18/1994

Series 31             Managed Futures Representative                                                      12/23/2009

Insurance Licenses. System ID# 0026875

Health & Life Insurance License                                                                                     08/19/1996

Fixed Annuity Insurance License                                                                                    09/19/1996         

Long Term Care Insurance License                                                                                08/19/1996

Variable Annuity Insurance License                                                                                03/01 2000

Financial Education

Certified Retirement Counselor               InFre- The International Foundation of Retirement Education   12/13/2005

David R. Zoellner, Sr. has been working with individuals and businesses in the area for over twenty years. Mr. Zoellner has extensive personal and professional experience. He holds various  licenses to sell a variety of investment and insurance products. He is dedicated to developing lasting relationships with all our clients. We believe in helping you assess your financial goals and participate in the management of your finances. One of the benefits of working with us is our ability to provide clear, easily understood explanations of financial products and services. The personalized program we provide is designed to help you work toward an independent financial future. We're looking forward to using our expertise to help you pursue your financial goals.

David R. Zoellner, Jr. 

Securities Licenses. CRD# 6899917

SIE                       Securities Industry Essentials Exam

01/24/2020

Series 7               General Securities Registered Representative                               

10/13/2020

Series 66             NASAA 1-66 Combined State Law Examination                                   

03/06/2021

Financial Education

With seven years of experience in financial advisory services, I have developed a strong foundation in investment strategies and wealth management. I hold key industry certifications, including the Securities Industry Essentials (SIE) exam, Series 7, and Series 66 licenses, which have equipped me with the necessary knowledge to effectively navigate the complexities of the financial landscape. My journey in this field has been significantly influenced by my father, a seasoned advisor with 35 years of experience advising affluent clients. Under his guidance, I have honed my skills in client relationship management, financial planning, and tailored investment solutions, allowing me to provide comprehensive and personalized financial advice that meets the unique needs of my clients.